Due Diligence Charter

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FUNDH3R is committed to promoting investor protection and transparency by providing our investor community with the necessary tools and information for informed investment decisions, including an understanding of potential risks.

Our Due Diligence Charter outlines the analysis and verification that is conducted on financial promotions that are offered on FUNDH3R. 

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FUNDH3R approves financial promotions on behalf of companies to ensure that they are clear, fair and not misleading. 

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In line with our company values, our guiding principles for this Charter are:

• Integrity: to act with integrity and treat our investors and fundraising companies fairly and in accordance with the principles of the duties that we owe to our customers

• Diligence: to act with skill, care and diligence

• Transparency: to be open and transparent with our customers at all times

• Our Due diligence Charter

• Verification of Information

• Financial Information

• Round structure

• Risks

• Legal

• The Company and Key personnel

• Information you may request from the Company

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Our Due diligence Charter

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The Pitch Page contains the core proposition, information about the business and an important disclosure document, which we call the Summary of Key Information (you may receive the Summary of Key Information via email or via your FUNDH3R account in some cases). All investors must read the Pitch Page and the Summary of Key Information, because they contain important due diligence information.

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You must also consider your own personal investment requirements and consider making your own further due diligence enquiries, which you can do using the FUNDH3R Forum to ask the company questions about the business and/or investment proposition.

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What does this charter not cover?

FUNDH3R facilitates some offers (pre-emption offers to existing shareholders, exempt offers to High Net Worth or Sophisticated Investors) which are not financial promotions. We will clearly identify where this is the case on the offer.

Some secondary transactions offered on FUNDH3R where existing shares in a Company are offered for sale by existing shareholders in an investment round, rather than the Company issuing new shares to raise funds.

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What we review and what we don’t review

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FUNDH3R is a platform which approves financial promotions in accordance with the requirements of financial services law and regulation and the guidance of the Financial Conduct Authority. FUNDH3R is not an adviser, does not make recommendations about investment propositions on the platform and does not tailor due diligence to individual investors requirements. 

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Investors should be aware that FUNDH3R relies upon information provided by every applicant company and its directors who are required to ensure all information provided is true and accurate. FUNDH3R also relies on third-party tools to conduct some due diligence. FUNDH3R's investor terms and conditions, including FUNDH3R’s limitation of liability, apply to investments made on the site and can be found in the Investor Terms.

 

FUNDH3R’s Due Diligence Charter was last updated in November 2024.